Compliance Analyst - Compliance Monitoring - Capital...

To support the Head of Compliance & MLRO as part of the team to cover all aspects of the Compliance Monitoring Program, and other regulatory issues that impact the firm. Client Details International Capital Markets firm. Description · Work with the Senior Compliance office to support all onboarding and ongoing KYC/CDD requirements for new counterparties. · Undertake activities of the Compliance Monitoring Programme - not limited to transaction monitoring, personal account dealing, gifts log, · Conducting communications monitoring (voice and electronic), ensuring compliance with the Firm's policies and procedures, evaluating issues/concerns, and appropriately escalating to Compliance Management. · Support of Companies House filings · Support the Head of Compliance & MLRO to ensure all FCA Reg data returns are filed accurately and in a timely manner. · Support the Senior Compliance Officer with the preparation of management information. · Preparation of SMF and Certified applications, & records kept regarding those individuals. Profile · At least three years' experience in general compliance, including compliance monitoring, regulatory reporting, KYC, and SMCR. · Experience within an international banking environment/broker, or similar. Job Offer Competitive salary ranging from £45000 to £50000 GBP. 12-month Fixed Term Contract. Opportunities to work within a reputable organisation in the financial services industry. Potential for extension after initial term of contract