Compliance Officer - Mortgages & Insurance

Our client is one of the largest mortgage brokers in the Southern area, and due to growth and expansion in the business is looking for a Compliance Officer to join the dynamic yet supportive team.

This role would suit someone who is looking for a role with compliance management and have the ability and experience in overseeing and monitoring all processes and sales.

To be considered you must have a minimum of 2 years experience within mortgage and insurance compliance or been a Mortgage Broker for at least 5 years and wanting to move into a compliance based opportunity.

Key Duties

• Monitor and assist with regular audits and assessments to ensure compliance with regulatory requirements and internal policies.
• Maintain accurate records of compliance activities and findings. Prepare reports for management and regulatory bodies.
• Provide support to brokers on compliance-related matters. Report training concerns to the Training and Development Manager for delivery of remedial compliance training.
• Assist in the development and implementation of compliance policies and procedures.
• Assist with any customer interactions and complaint investigations or queries related to compliance issues in a professional and timely manner.
• Stay updated with changes in relevant laws and regulatory updates.

Skills and Knowledge

• CeMAP or equivalent preferred
• Previous experience in a compliance role (minimum of 2 years) or a mortgage adviser role.
• Knowledge of mortgage and protection advice industry is essential.
• Strong analytical and problem-solving skills.
• Excellent communication and interpersonal skills.
• Attention to detail and high level of accuracy.

Hours

• Monday to Friday 9am 5pm (I hour lunch)

Salary and Reward

• Full-time, Permanent, Office based
• Pay: GBP35,000.00-GBP40,000.00 per year
• Free local parking
• Company events
• Company pension
• Opportunities for professional development and career progression.
• Supportive and collaborative work environment.